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October 12, 2016
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Check Out Our Latest Job Postings at ComplianceJobs.com
 

Senior Business Control Specialist

 

Internal Auditor-Banking

 

Retail & Commercial Banking Compliance Officer

 

Asset Management Compliance

 

Global Markets Compliance Officer US Structured Credit-Associate/AVP

 

Emerging Markets Compliance Officer VP

 

Estate Planner & Wealth Management-Deputy CCO

 

Compliance Manager-Asset Management

 

VP, Compliance(Deputy CCO)-Asset Management

 

Corporate Finance-Internal Reporting Strategic Forecasting Operations Associate-FIRS

 

Senior Compliance Officer- AML Testing & Audit

 

FX Compliance Surveillance Manager

 

Compliance Director-Metrics

 

Guidelines Surveillance & Monitoring-Asset Management


You asked, so we listened!

 

Due to an extensive growing interest from our readers, we are happy to announce that we are branching out from our core compliance, legal, risk, and audit jobs, and are now posting a wide variety of Wall Street Executive jobs as well. Check them out below: 

Want to Travel Around the World? Check out these Worldwide Jobs from ComplianceJobs.com  
Rolls-Royce

Blue Apron

Consumer Fraud Analyst
Groupon

Regulatory Compliance Analyst
Caesers

Corporate Counsel
Pandora

Discover Financial Services

ING Direct

NRG Energy

Comerzbank

BDO

GlaxoSmithKline

Assistant Director-Conductor Compliance
MTA Metro North Railroad

Compliance Officer-Capital Markets
BMO

Compliance and Conduct Risk Senior Manager
Lloyds Banking Group

Senior Counsel, Employment Litigation
20th Century Fox


Take a Look at our Sponsors 
 
 
What do you think? We would love to hear from you! Email us at jkelly@compliancesearch.com.
Ex-Wells Fargo worker: Intimidation included no bathroom breaks
             
Nathan Todd Davis said at a California State Assembly hearing on the Wells Fargo fake account scandal that he filed 50 ethics complaints during his decade of working at Wells Fargo - but nothing was ever done.

Read the article     here.
Deutsche Bank Fights to Regain Investment Banking 
             
Deutsche Bank AG, battling to retain confidence among some shareholders and clients, is losing market share across investment banking in Germany and Europe, once considered its unbreakable home turf.
The Frankfurt-based firm has slid from the top position to No. 7 on mergers and acquisitions involving German firms and to No. 9 on European deals this year from sixth place in 2015, according to data compiled by Bloomberg.

Read the article    here.
Is your Board Less Than 20% Females? Some Male Directors Say That's Plenty
             
Fraud case could tip South Africa over the edge
        
Johannesburg (CNN) - South Africa just dodged a recession. The last thing it needs is another shock.
Losing the man overseeing the economy would be one such blow and the risk of that happening just jumped.

Read the article   here .
SEC Announces Enforcement Results for FY 2016
              
The Securities and Exchange Commission today announced that, in fiscal year 2016, it filed 868 enforcement actions exposing financial reporting-related misconduct by companies and their executives and misconduct by registrants and gatekeepers, as the agency continued to enhance its use of data to detect illegal conduct and expedite investigations.
Read the article    here .
Comcast hit with FCC's biggest cable fine ever
              
Read the article   here .
             
Behind Closed Doors, Hillary Clinton Sympathized With Goldman Sachs Over Financial Reform
              
EXCERPTS OF HILLARY CLINTON'S  previously secret speeches to big banks and trade groups in 2013 and 2014 show her exalting the work of her hosts, hardly a surprise when these groups paid her up to $225,000 an hour to chat them up.

Read the article   here .
Argentina: thousands protest against crime and corruption
              
Thousands of people have protested in Buenos Aires in anger over a perceived lack of action concerning crime and punishment for breaking the law.
Argentina has long been plagued by corruption, which many at the rally said has hampered their search for justice.
Parents who had lost children were among those gathered as part of a group known locally as Madres del Dolor (Mothers of Pain).
Read the article      here .
Lloyds Banking Group cuts 1,230 jobs as part of strategic overhaul
               
LONDON - State-backed Lloyds Banking Group said on Wednesday it planned to ax 1,230 jobs as part of a three-year restructuring plan aimed at cutting costs and improving returns for shareholders.
Employee union Unite branded the job losses, expected to hit the lender's retail banking, Group Operations, Customer Products & Marketing, and Finance and Risk divisions, as "horrific".
Read the article    here .
Wells Fargo faces costly overhaul of bankruptcy sales culture  

Bankers' love of London complicates Brexit relocation plans

As Britain heads for the EU exit, financial firms intending to move London-based jobs to continental Europe face a costly choice: offer generous relocation and redundancy packages, or expect a flood of lawsuits from disgruntled staff.
Employment lawyers say some worried City workers have already been in touch to clarify their rights if banks, asset managers and other businesses decide they need new homes in the euro zone for operations hit by Brexit uncertainty.
Read the article       here .
 
Mass exodus of London bankers could come early 2017, financial institutions warn

Top London-based banks have warned they could relocate to continental Europe as early as next year if there is no clarity on whether Britain will retain access to the single market post-Brexit.
Senior executives from European divisions of some of the world's biggest financial institutions told a conference in London on Tuesday they needed to act urgently on protecting their businesses.
Read the article       here .
California lawmakers denounce Wells Fargo at hearing, call for statewide banking reform

More than a month after regulators announced a sweeping settlement against Wells Fargo & Co. over its creation of unauthorized customer accounts, lawmakers went after the bank again Tuesday and called for reforms that could rein in abusive practices by banks.
Read the article        here .
Wall Street speeches reveal the real Hillary 

The (true) story that Hillary Clinton is a liar on issues big and small, that she uses half-truths, deceptions and dissembling to cover up her reprobate behavior is an old one.
But it's a story Hillary breathes more life into every day she moves closer to becoming president. 
Read the article      here .
The Future of Regulation and Compliance

FN projects editor Lucy McNulty assesses the chances of a regulatory revolution and weighs how surveillance, compliance and enforcement will be carried out in 20 years' time.
Read the article     here .